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Mediator Resume

Tracy L Allen, Esq.

Tracy L Allen, Esq.

Current Employer-Title

Global Resolutions, PLLC- Owner

Profession

Arbitrator, Mediator, Attorney, ADR Educator/Trainer, University and Law School Professor

Work History

Full-time Arbitrator/Mediator Facilitator, Global Resolutions PLLC, 2010 – Present; Partner/Attorney, Bodman LLP, 2007 – 2010; Distinguished Professor of Conflict Management, Lipscomb University College of Leadership and Public Policy, 2018 – Present; Adjunct Professor, Lipscomb University 2006 – 2018; Adjunct Professor, Pepperdine School of Law Straus Institute for Conflict Management 2004 – Present; Senior Shareholder/Attorney/Director, Sommers Schwartz P.C., 1993 – 2007; Partner/Attorney, Kiefer, Allen Cavanagh & Toohey, 1987 – 1993; Attorney, Abbott Nicholson, 1985 – 1987; Attorney, Nederlander Dodge & Adamo, 1981 – 1985; Faculty, University of Arkansas School of Law, 1980 – 1981; Instructor, Wayne State University School of Law, 1979 – 1980; Faculty, University of Michigan at Ann Arbor, 1974 – 1977.

Experience

Over 40 years of experience as an attorney, arbitrator and mediator handling national and international business to business subject matters and conflict management such as commercial, business, corporate, real estate, franchise, healthcare, tax, financial malpractice, estate, probate and trust disputes, technology, employment, securities, construction and environmental. Also experienced in handling disputes over business to business negotiations/transactions, buy-sell agreements, executive compensation and stock options, covenants not to compete/solicit, employment disputes, including Title VII, Elliot Larsen Civil Rights Act, EEOC, discrimination, harassment, retaliation, wrongful termination, employee benefits, and related issues. Multiple national and international ADR cases (including arbitration and mediation), trainings, seminars and teaching programs for corporations and professional organizations including AAA, University of Michigan Institute for Continuing Legal Education, Michigan Judicial Institute, multiple State Bar Associations, and others. Adjunct faculty member at Pepperdine University Law School Straus Institute (California) and Distinguished Professor of Conflict Management at Lipscomb University (Tennessee).

Mediator Experience

Using a tax and business background is helpful in mediating national and international commercial, business, financial and securities disputes including those that may involve regulatory issues, business operations, entity ownership and division, standards of care, finance, malpractice and bankruptcy. Also, healthcare law experience assisting in disputes among providers as well as internally within large healthcare systems. Employment disputes are common and generally involve Title VII, Elliott Larsen, retaliation, wrongful discharge, discrimination, and/or pension benefit issues. This knowledge comes from mediating and arbitrating such disputes as well as experience in assisting entities in organizational structuring, conflict management, prevention and systems design. A legal background in wealth management and estate planning provides a substantive area of knowledge in business valuations, separations, mergers and acquisitions as well as Will contests and Trust disputes.

Representative Issues Handled as a Mediator

Issues handled include: international and nations disputes such as business valuations, financial reporting and content of financial reports; employment terminations, federal and state discrimination rules, Elliott Larsen, civil rights, covenants not to compete, tortuous interference with business opportunity, retaliation; trade secrets and proprietary protections; real estate developments, construction contracts, costs, budgets, over runs, extras, change orders, leases, options to purchase; securities fraud, customer complaints, management compliance manuals, raid, suitability, and churning; healthcare fraud, compliance, physician contracting and practice acquisition; family probate, estate/trust settlement disputes.

Mediator Style & Process Preferences

Most cases involve attorney-represented parties. While mediation should be the parties' process, actively work with counsel and the parties to design and develop an expedient and effective process that will assist the parties in fully exploring settlement opportunities. Advocates do well for their clients when they come prepared and knowledgeable about all the facts and law of the case. This enables them to serve in the role of negotiation coach and counselor to their clients. Use of technological platforms such as Zoom (including tutorials in advance) and teleconferencing are available but not always the best mode of communication. Complex and multi-party cases can also be resolved through staggered, staged sessions and protocols reviewed with the parties at engagement. A major goal of any mediation process is to make sure the decision makers have sufficient information to make informed decisions about their outcomes and future with the dispute remaining alive and with it resolved.

Technology Proficiency

Significant experience using Zoom for arbitrations and mediations. Developing competency in AI related matters that impact dispute resolution processes and participant performance.

Education

Wayne State University Law School LLM, (Taxation-1984, JD, cum laude-1980); University of Michigan (BA, High Honors-1976).

Professional Licenses

Admitted to the Bar: Michigan (1980); U.S. District Court: Eastern and Western Districts of Michigan (1981); U.S. Tax Court (1981); U.S. Supreme Court (1988).

Professional Associations

Michigan State Bar, Professional Ethics Committee (2018-2023); Michigan State Bar Sections of ADR and Business; International Academy of Mediators (Distinguished Fellow, Dame, Past President); Oakland Bar Association (ADR and Business Law Sections); Financial Estate Planning Council of Metropolitan Detroit (Past Director; Past President); Metropolitan Detroit Alumni Senate; Delta Theta Phi Law Fraternity (Past Dean); International Mediation Institute; Member of arbitration and mediation Panels of Singapore Mediation Institute; Member of arbitration and mediation Panels of Hong Kong Institute for Mediation; Mediator. Arbitrator for American Health Lawyers Association; Mediator/Arbitrator on CPR Roster; Mediator and Arbitrator roster listed with the International Chamber of Commerce.

Recent Publications & Speaking Engagements

Frequent national and international ADR speaker, educator, trainer/faculty and author. SAMPLE PUBLICATIONS: “Don’t Torch the Joint Session,” Dispute Resolution, Fall 2014; “Stories Mediators Tell,” ABA publication 2012; “Should the Mediator Talk?,” LAWYERS’ WEEKLY, September 2011; "Mediation Confidentiality: What Can We Promise?," Institute for Continuing Legal Education, Annual Dispute Resolution Institute March 2009; "Law School for Legislators, A Facilitated Dialogue for Policy Makers," Michigan State Bar Association, March 2009; "Mediation Ethics and Confidentiality," Association for Conflict Resolution, February 2009; "Real Time Mediation Has Arrived," State Bar of Michigan BUSINESS LAW JOURNAL, Winter 2008; "A Letter to Advocates - Barriers in Negotiation," LACHES, May 2006; "Settling Employment Cases and Creative Solutions, LABOR AND EMPLOYMENT NEWSLETTER, State Bar of Michigan, Winter 2005; "Caucus in Mediation, It's More than Shuttle Diplomacy," LACHES and THE PROBATE AND TRUST JOURNAL, 2002; "ADR in Michigan," BASIC PRACTICE IN MICHIGAN, ICLE, 2001; "Alternative Dispute Resolution Arrives in Michigan," CONNECTIONS, 2000; MICHIGAN RESIDENTIAL REAL ESTATE TRANSACTIONS, ICLE, 2000, 2006; "ADR: What's in It for Lawyers," LACHES, 1999; "Momma Always Loved You Best: ADR in Estate Settlement," MICHIGAN PROBATE AND TRUST JOURNAL, 1998. SPEAKING ENGAGEMENTS: "Complex Case Mediation," Lipscomb University, July 2007; Master's Degree course in Mediation, Lipscomb University May 2007 to present; Judicial Mediation Training Lipscomb University April 2008-present; "Complex Case Discovery Issues in Securities Arbitration - the View from the Arbitrator," FINRA, Chicago, May 2007; "Advanced Mediation Skills," Pepperdine University School of Law Straus Institute for Dispute Resolution, 2004 to present; "Pro Se: Managing Cases with Self-Represented Parties," American Arbitration Association, 2004-2006; "Non-Party Signatories to Arbitration," American Arbitration Association, November 2004; "Bringing ADR to Business Clients and Advocates," Chamber of Commerce, Sao Paulo Brazil, March 2004; Institute for International Mediation and Conflict Resolution, The Hague, Summer 2003; "Mediating Complex Commercial Disputes," Advanced Negotiation and Dispute Resolution Institute, March 2003-2006; "Advanced Mediation Training in Commercial and Domestic Disputes," Instituto Carlo D'Amore, Italy, Spring 2003, Winter 2004; "Impasse Breaking," ABA Dispute Resolution Conference, 2002, 2003, 2005; "Advanced Mediation Training," Institute for Continuing Legal Education, 2005, 2006; "Impasse Breaking," "Forgiveness in Mediation," and "Cross-cultural Dispute Resolution," Pepperdine Masters Forum, 2002, 2003; "The Business of Mass Claim Litigation and ADR," International Academy of Mediators, 2000; "ADR and Mediation in Real Estate Disputes," Institute for Continuing Legal Education, 1999; "Y2K and Effective Application of ADR," International Academy of Mediators Semi-Annual Conference, 1999; panelist, "ADR and Y2K," State Bar of Michigan ADR and Computer Law Section Seminar, 1999. Multiple advanced mediation and conflict resolution programs for the ABA, SCMA, State Bar of Michigan and other professional organizations.

Locations Where Parties Will Not be Charged for Travel Expenses

Travel to and from home office that is less than an hour is charged at reduced rate and over an hour at a higher rate but still lower than posted hourly rate.

Compensation

Hourly Rate: Not provided Daily Rate: $6,500.00 Study Rate: $700.00/hr Cancellation: $3,200.00/Day Cancellation Period: 30 Days Comment: Travel time is negotiable depending upon distance from office. Out of pocket expenses are in addition to the hourly rate. A per diem rate is available of $6,500.00 per day for services lasting up to 10 hours. Additional time is billed at the hourly rate. Cancellation fees are in the discretion of the neutral. Study time, pre- and post-sessions time billed at hourly rate. Cancellation Policy: Reserves right to charge $3000/day for each cancelled day within 30 days of scheduled date(s). No charge for delivery of any services that are within one hour of driving time of residence. For longer distances, time is charged at a reduced rate. All out of pocket expenses for air or other public travel, as well as lodging are charged at the cost incurred.

Languages

English

Citizenship

United States of America

Locale

Grosse Pointe Farms, Michigan